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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2002 ITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Indiana 1-5627 13-5158950 (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) organization) 4 West Red Oak Lane White Plains, New York 10604 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (914) 641-2000 (Former name or former address if changed since last report) ITEM 9. Regulation FD Disclosure On August 12, 2002, each of the Principal Executive Officer, Louis J. Giuliano, and the Principal Financial Officer, David J. Anderson, of ITT Industries, Inc. submitted to the Securities and Exchange Commission a sworn statement pursuant to the Order No. 4-460 of the Securities and Exchange Commission dated June 27, 2002 in the form requested by the Commission. A copy of each of these statements is attached hereto as an Exhibit (99.1 and 99.2). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ITT INDUSTRIES, INC. By: /S/ Kathleen S. Stolar ---------------------------------- Kathleen S. Stolar Its: Vice President, Secretary and Associate General Counsel Date: August 13, 2002 EXHIBIT INDEX
Exhibit Number Exhibit Description 99.1 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings, dated August 9, 2002 99.2 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings, dated August 9, 2002
Exhibit 99.1 OMB Number: 3235-0569 Expires: January 31, 2003 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Louis J. Giuliano, Chairman, President and Chief Executive Officer of ITT Industries, Inc. state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of ITT Industries, Inc., and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K of ITT Industries, Inc. for the fiscal year ended December 31, 2001, filed with the Commission; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of ITT Industries, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ Louis J. Giuliano - ------------------------ Louis J. Giuliano Date: August 9, 2002 - ------------------------ Subscribed and sworn to before me this 9th day of August 2002. --- /s/ Elizabeth T. Seibert - ------------------------ Notary Public My Commission Expires: Notary Public, State of New York No. 01SE5061275 Qualified in Westchester County Commission Expires June 3, 2006
Exhibit 99.2 OMB Number: 3235-0569 Expires: January 31, 2003 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, David J. Anderson, Senior Vice President and Chief Financial Officer of ITT Industries, Inc. state and attest that (1) To the best of my knowledge, based upon a review of the covered reports of ITT Industries, Inc., and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K of ITT Industries, Inc. for the fiscal year ended December 31, 2001, filed with the Commission; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of ITT Industries, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. David J. Anderson - ------------------------ David J. Anderson Date August 9, 2002 - ------------------------ Subscribed and sworn to before me this 9 day of August 2002. ----- /s/ Robin Maynard - ------------------------ Notary Public My Commission Expires: Notary Public, State of Florida Commission DD062588 Expires October 3, 2005