SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
02/23/2011
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3. Issuer Name and Ticker or Trading Symbol
ITT Corp
[ ITT ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
| Vice President |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
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| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Common Stock |
2,115
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D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Employee Stock Option (Right to Buy) |
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09/30/2020 |
Common Stock |
7,135 |
46.83 |
D |
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| Explanation of Responses: |
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| Remarks: |
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/s/Burt M. Fealing, Secretary of ITT Corporation,
by power of attorney granted by Christopher A. Harrison |
02/24/2011 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
CAUTION TO THE PRINCIPAL:
Your Power of Attorney is an important document. As the "principal," you give
the person whom you choose (your "agent") authority to spend your money and sell
or dispose of your property during your lifetime without telling you. You do not
lose your authority to act even though you have given your agent similar
authority.
When your agent exercises this authority, he or she must act according to any
instructions you have provided or, where there are no specific instructions, in
your best interest. "Important Information for the Agent" at the end of this
document describes your agent's responsibilities.
Your agent can act on your behalf only after signing the Power of Attorney
before a notary public. You can request information from your agent at any
time. If you are revoking a prior Power of Attorney by executing this Power of
Attorney, you should provide written notice of the revocation to your prior
agent(s) and to the financial institutions where your accounts are located.
You can revoke or terminate your Power of Attorney at any time for any reason as
long as you are of sound mind. If you are no longer of sound mind, a court can
remove an agent for acting improperly.
Your agent cannot make health care decisions for you. You may execute a "Health
Care Proxy" to do this.
The law governing Powers of Attorney is contained in the New York General
Obligations Law, Article 5, Title 15. This law is available at a law library,
or online through the New York State Senate or Assembly websites,
www.senate.state.ny.us or www.assembly.state.ny.us.
If there is anything about this document that you do not understand, you should
ask a lawyer of your own choosing to explain it to you.
DESIGNATION OF AGENT AND GRANT OF AUTHORITY:
I, __Christopher A Harrison__, residing at __Northford, CT _, hereby appoint,
Frank R. Jimenez, residing in White Plains, NY; Burt M. Fealing, residing in
White Plains, NY; Kathleen S. Stolar residing in White Plains, NY, or any of
them, as my agent for the purposes of preparing, executing and filing on my
behalf (i) any report or statement of beneficial ownership or changes in
beneficial ownership of securities of ITT Corporation, an Indiana corporation
(the "Company"), that the undersigned (in his or her individual capacity or in
any other capacity) may be required to file pursuant to Section 16(a) of the 34
Act, including any report or statement on Form 3, Form 4 or Form 5, or any
amendment thereto, (ii) any report or notice required under Rule 144 of the 33
Act, including Form 144, or any amendment thereto, and (iii) any and all other
documents or instruments that may be necessary or desirable in connection with
or in furtherance of any of the foregoing, for as long as I am a director or
officer of ITT Corporation unless this Power of Attorney is earlier terminated
pursuant to the provisions hereof.
This POWER OF ATTORNEY shall not be affected by my subsequent incapacity.
This POWER OF ATTORNEY DOES NOT REVOKE any prior Powers of Attorney executed by
me.
TERMINATION:
This Power of Attorney may be revoked by me at any time and will be terminated
by my death or other event described in section 5-1511 of the General
Obligations Law. (Section 5-1511 of the General Obligations Law describes the
manner in which you may revoke your Power of Attorney, and the events which
terminate the Power of Attorney.)
PRINCIPAL'S SIGNATURE AND ACKNOWLEDGEMENT:
IN WITNESS WHEREOF, I _Christopher A. Harrison, have hereunto signed my name on
February 3, 2011.
PRINCIPAL signs here: __/s/ Christopher A. Harrison___
STATE OF NEW YORK, COUNTY OF WESTCHESTER} ss.:
On the ___3rd_____ day of ___Feb__________in the year 2011 before me, the
undersigned, personally appeared Christopher A. Harrison personally known to me
or proved to me on the basis of satisfactory evidence to be the individual whose
name is subscribed to the within instrument and acknowledged to me that she
executed the same in her capacity, and that by her signature on the instrument,
the individual executed the instrument.
_________Maria E. Underwood________________
Notary Public
My commission expires 6/10/2014
IMPORTANT INFORMATION FOR THE AGENT:
When you accept the authority granted under this Power of Attorney, a special
legal relationship is created between you and the principal. This relationship
imposes on you legal responsibilities that continue until you resign or the
Power of Attorney is terminated or revoked. You must:
(1) act according to any instructions from the principal, or, where there are
no instructions, in the principal's best interest;
(2) avoid conflicts that would impair your ability to act in the principal's
best interest;
(3) keep the principal's property separate and distinct from any assets you own
or control, unless otherwise permitted by law;
(4) keep a record or all receipts, payments, and transactions conducted for the
principal; and
(5) disclose your identity as an agent whenever you act for the principal by
writing or printing the principal's name and signing your own name as "agent" in
either of the following manner: (Principal's Name) by (Your Signature) as
Agent, or (your signature) as Agent for (Principal's Name).
You may not use the principal's assets to benefit yourself or give major gifts
to yourself or anyone else unless the principal has specifically granted you
that authority in this Power of Attorney or in a Statutory Major Gifts Rider
attached to this Power of Attorney. If you have that authority, you must act
according to any instructions of the principal or, where there are no such
instructions, in the principal's best interest. You may resign by giving
written notice to the principal and to any co-agent, successor agent, monitor if
one has been named in this document, or the principal's guardian if one has been
appointed. If there is anything about this document or your responsibilities
that you do not understand, you should seek legal advice.
LIABILITY OF AGENT:
The meaning of the authority given to you is defined in New York's General
Obligations Law, Article 5, Title 15. If it is found that you have violated the
law or acted outside the authority granted to you in the Power of Attorney, you
may be liable under the law for your violation.
AGENT'S SIGNATURE AND ACKNOWLEDGMENT OF APPOINTMENT:
It is not required that the principal and the agent sign at the same time.
IN WITNESS WHEREOF, I, Frank R. Jimenez, have read the foregoing Power of
Attorney, am the person identified therein as agent for the principal named
therein and have hereunto signed my name on February 3_, 2011.
IN WITNESS WHEREOF, I, Burt M. Fealing, have read the foregoing Power of
Attorney, am the person identified therein as agent for the principal named
therein and have hereunto signed my name on February 3, 2011.
IN WITNESS WHEREOF, I, Kathleen S. Stolar, have read the foregoing Power of
Attorney, am the person identified therein as agent for the principal named
therein and have hereunto signed my name on February 3, 2011.
AGENT signs here: __/s/ Frank R. Jimenez________________
Frank R. Jimenez
AGENT signs here: _/s/ Burt M. Fealing_________________
Burt M. Fealing
AGENT signs here: __/s/Kathleen S. Stolar________________
Kathleen S. Stolar
STATE OF NEW YORK, COUNTY OF WESTCHESTER} ss.:
On the _3rd_______ day of _February________in the year 2011_ before me, the
undersigned, personally appeared Frank R. Jimenez, Burt M. Fealing, and Kathleen
S. Stolar personally known to me or proved to me on the basis of satisfactory
evidence to be the individual whose name is subscribed to the within instrument
and acknowledged to me that he executed the same in his capacity, and that by
his signature on the instrument, the individual executed the instrument.
___Robin D. Cohen____________
Notary Public
My commission expires 1/12/2012
